Preventing the illegal sale of NEEQ stocks and enhancing proactive regulatory awareness

   Recently, in order to thoroughly implement the requirements of the "Notice on Enhancing Proactive Regulatory Awareness and Doing a Good Job in the Special Rectification of Illegal Sales of New Third Board Stocks and Illegal Activities" (Lu Zhengjian Company Letter [2024] No. 26), our company has actively responded to the call of the Shandong Securities Regulatory Bureau and comprehensively launched publicity on compliant transactions and investor protection activities, aiming to protect the legitimate rights and interests of the majority of investors and listed companies, maintain the normal trading order of the New Third Board market, and further purify the market environment.

With the continuous development of the financial market, illegal financial activities have also shown a trend of diversification and complexity. Illegal transfers of New Third Board stocks, illegal recommendations and distribution of stocks, impersonation of securities, futures and fund professionals, off-market financing, illegal operations under the name of private equity funds, and illegal fund-raising, etc., are emerging in endlessly. These behaviors seriously violate national financial management regulations and harm the legitimate rights and interests of the majority of investors.

For investors, participating in illegal financial activities often means huge risks. Unlawful elements often use attractive propaganda gimmicks such as "inside information," "priority transactions," and "guaranteed profits" as bait to induce investors to be deceived. However, high returns are often accompanied by high risks. Once investors fall into the trap of these illegal financial activities, they may face financial losses or even lose everything.

Therefore, we strongly urge investors to remain vigilant and not easily believe the propaganda of illegal financial activities. When investing and managing finances, you must choose qualified institutions and engage in stock trading in accordance with the law and regulations. At the same time, we must also recognize the falsity of propaganda gimmicks such as "inside information" and "priority transactions" and not be misled by their superficial high returns.

As a responsible enterprise, we are deeply aware of the importance of protecting the legitimate rights and interests of investors. We will continue to enhance our proactive regulatory awareness and firmly establish the development concept of "investor-centric." We will be guided by investor needs, increase the transparency of company information disclosure, improve the corporate governance structure, and create a good atmosphere for investor relations. At the same time, we will also guide investors to establish correct investment concepts and enhance risk prevention awareness through various methods such as holding investor education activities and issuing investment risk warnings.

We believe that through the joint efforts of the majority of investors and the strict law enforcement of regulatory authorities, we will be able to effectively curb the spread of illegal financial activities and protect the legitimate rights and interests of investors. Let us work together to create a fair, transparent, and healthy financial investment environment.